Our client had a requirement to train some experienced operational staff in AML
Gaming Compliance
A National Gaming Licensing and Taxation Agent
Our client had a requirement to train some experienced operational staff in AML
Lysis leveraged its extensive library of off-the-shelf training material to structure a core course for the operational staff. We tailored the course to be suitable for the audience of experienced personnel, but with limited AML knowledge. We also used our knowledge of the licensing agent's operations to tailor the material to the requirements of their specific model. We delivered the five days of training over multiple three-hour sessions.
Lysis reviewed the exchange’s AML/CTF framework which resulted to a successful maturity assessment review.
Following a visit from the regulator, a global inter-dealer broker was put under a Section 166 order.
A U.K. based broker dealer required assistance with the management of their Financial Conduct Authority (FCA) issued Section 166 remediation notice.
