Our client had identified a tranche of several thousand corporate and retail customers for which they wished to remediate the Know Your Customer (KYC) data held and to re-assess whether the interactions with the retail customers were compatible with Responsible Gambling requirements.
Gaming Compliance
A Global Gaming Operator
Our client had identified a tranche of several thousand corporate and retail customers for which they wished to remediate the Know Your Customer (KYC) data held and to re-assess whether the interactions with the retail customers were compatible with Responsible Gambling requirements.
Lysis provided a managed team of Analysts and Compliance SMEs to remediate the KYC data held and re-assess Responsible Gambling.
A London based financial institution with global reach asked Lysis to perform a review of their AML governance framework.
Our client had a substantial backlog of transaction alerts. They were concerned that these included a number of true positives that therefore indicated suspicious activity and required reporting.
A significant UK and US corporate bank with questions around the quality of the firm’s AML capabilities and customer files
