Our client was looking at options for the location of new Level 2 teams to support retail customers with affordability and suitability issues.
Gaming Compliance
A Global Gaming Operator.
Our client was looking at options for the location of new Level 2 teams to support retail customers with affordability and suitability issues.
Lysis prepared an independent report on various location choices across Europe, Africa and Asia and recommended locations that we believed would be suitable for our client to locate Level 2 teamstaking in to account factors such as cost, education levels, availability of experienced staff, etc. The customer chose one of Lysis’ recommended locations.
Following a review from the Financial Conduct Authority (FCA) in 2021, and a subsequent letter from the regulator, the client had to address a number of gaps that were identified by the regulator.
A prominent security services firm that forms part of a French multinational investment bank and financial services company asked Lysis to assist with the securities/back-office function within the multinational investment bank.
Our client had a requirement to review and update its AML Framework to take account of the Fifth Money Laundering Directive and also some changes in its business model.
