Governance
Strengthening oversight, accountability and control through effective governance frameworks
Effective governance is essential for any regulated firm to demonstrate control, accountability, and resilience. At Lysis Group, we work with boards, executive teams, and control functions to review, enhance and embed governance arrangements that stand up to regulatory scrutiny and enable confident decision-making.
We understand the increasing expectations of regulators and stakeholders, and we help our clients implement structures that go beyond compliance—supporting sound conduct, transparency and long-term sustainability.
Governance Reviews & Framework Design
Lysis has extensive experience conducting independent governance reviews across a wide range of financial institutions. We assess governance arrangements against regulatory standards and industry best practice, including:
• Roles and responsibilities across first, second and third lines
• Committee structure and terms of reference
• Board and executive oversight
• Escalation paths and decision-making protocols
• Documentation, record-keeping and evidence of challenge
Where required, we support the redesign of governance frameworks to improve clarity, strengthen oversight and align with business and regulatory change.
SMCR and SEAR Implementation
Lysis has supported multiple firms in implementing and maintaining compliance with:
• The UK Senior Managers and Certification Regime (SMCR)
• The Irish Senior Executive Accountability Regime (SEAR)
Our support includes:
• Mapping senior management responsibilities and creating Statements of Responsibilities (SoRs)
• Drafting and updating Management Responsibilities Maps
• Designing fit-and-proper assessment processes and certification procedures
• Training and awareness for senior managers and certified staff
• Embedding reasonable steps documentation and evidencing accountability
We ensure that firms meet regulatory requirements while creating governance structures that are proportionate and operationally effective.
Documentation & Governance Controls
In addition to structural governance advice, we help firms strengthen the documentation that underpins their frameworks, including:
• Governance policies and charters
• Committee terms of reference
• Delegations of authority
• Decision logs and meeting minutes
• Role profiles and accountability matrices
Our consultants also provide practical support to embed governance controls into day-to-day operations and align them with risk management and compliance frameworks.
Why Lysis?
Lysis Group brings together governance, regulatory, and operational expertise to deliver pragmatic solutions. Whether preparing for regulatory engagement, responding to findings, or strengthening internal control, we work as a trusted partner to ensure your governance structure is robust, transparent, and future-ready.
Governance is more than a regulatory requirement—it’s the foundation of control and confidence. Lysis Group helps firms build it right.
Governance
Strengthening oversight, accountability and control through effective governance frameworks
Effective governance is essential for any regulated firm to demonstrate control, accountability, and resilience. At Lysis Group, we work with boards, executive teams, and control functions to review, enhance and embed governance arrangements that stand up to regulatory scrutiny and enable confident decision-making.
We understand the increasing expectations of regulators and stakeholders, and we help our clients implement structures that go beyond compliance—supporting sound conduct, transparency and long-term sustainability.
Governance Reviews & Framework Design
Lysis has extensive experience conducting independent governance reviews across a wide range of financial institutions. We assess governance arrangements against regulatory standards and industry best practice, including:
• Roles and responsibilities across first, second and third lines
• Committee structure and terms of reference
• Board and executive oversight
• Escalation paths and decision-making protocols
• Documentation, record-keeping and evidence of challenge
Where required, we support the redesign of governance frameworks to improve clarity, strengthen oversight and align with business and regulatory change.
SMCR and SEAR Implementation
Lysis has supported multiple firms in implementing and maintaining compliance with:
• The UK Senior Managers and Certification Regime (SMCR)
• The Irish Senior Executive Accountability Regime (SEAR)
Our support includes:
• Mapping senior management responsibilities and creating Statements of Responsibilities (SoRs)
• Drafting and updating Management Responsibilities Maps
• Designing fit-and-proper assessment processes and certification procedures
• Training and awareness for senior managers and certified staff
• Embedding reasonable steps documentation and evidencing accountability
We ensure that firms meet regulatory requirements while creating governance structures that are proportionate and operationally effective.
Documentation & Governance Controls
In addition to structural governance advice, we help firms strengthen the documentation that underpins their frameworks, including:
• Governance policies and charters
• Committee terms of reference
• Delegations of authority
• Decision logs and meeting minutes
• Role profiles and accountability matrices
Our consultants also provide practical support to embed governance controls into day-to-day operations and align them with risk management and compliance frameworks.
Why Lysis?
Lysis Group brings together governance, regulatory, and operational expertise to deliver pragmatic solutions. Whether preparing for regulatory engagement, responding to findings, or strengthening internal control, we work as a trusted partner to ensure your governance structure is robust, transparent, and future-ready.
Governance is more than a regulatory requirement—it’s the foundation of control and confidence. Lysis Group helps firms build it right.
Governance
Strengthening oversight, accountability and control through effective governance frameworks
Effective governance is essential for any regulated firm to demonstrate control, accountability, and resilience. At Lysis Group, we work with boards, executive teams, and control functions to review, enhance and embed governance arrangements that stand up to regulatory scrutiny and enable confident decision-making.
We understand the increasing expectations of regulators and stakeholders, and we help our clients implement structures that go beyond compliance—supporting sound conduct, transparency and long-term sustainability.
Governance Reviews & Framework Design
Lysis has extensive experience conducting independent governance reviews across a wide range of financial institutions. We assess governance arrangements against regulatory standards and industry best practice, including:
• Roles and responsibilities across first, second and third lines
• Committee structure and terms of reference
• Board and executive oversight
• Escalation paths and decision-making protocols
• Documentation, record-keeping and evidence of challenge
Where required, we support the redesign of governance frameworks to improve clarity, strengthen oversight and align with business and regulatory change.
SMCR and SEAR Implementation
Lysis has supported multiple firms in implementing and maintaining compliance with:
• The UK Senior Managers and Certification Regime (SMCR)
• The Irish Senior Executive Accountability Regime (SEAR)
Our support includes:
• Mapping senior management responsibilities and creating Statements of Responsibilities (SoRs)
• Drafting and updating Management Responsibilities Maps
• Designing fit-and-proper assessment processes and certification procedures
• Training and awareness for senior managers and certified staff
• Embedding reasonable steps documentation and evidencing accountability
We ensure that firms meet regulatory requirements while creating governance structures that are proportionate and operationally effective.
Documentation & Governance Controls
In addition to structural governance advice, we help firms strengthen the documentation that underpins their frameworks, including:
• Governance policies and charters
• Committee terms of reference
• Delegations of authority
• Decision logs and meeting minutes
• Role profiles and accountability matrices
Our consultants also provide practical support to embed governance controls into day-to-day operations and align them with risk management and compliance frameworks.
Why Lysis?
Lysis Group brings together governance, regulatory, and operational expertise to deliver pragmatic solutions. Whether preparing for regulatory engagement, responding to findings, or strengthening internal control, we work as a trusted partner to ensure your governance structure is robust, transparent, and future-ready.
Governance is more than a regulatory requirement—it’s the foundation of control and confidence. Lysis Group helps firms build it right.
