Programme management, target operating model design and global policy development to enable a Fenergo implementation at a major wholesale and investment bank. Lysis Group successfully assisted a global investment bank to design and implement a target operating model in preparation for the implementation of Fenergo.
Corporate, Wholesale and Investment Banking
Target Operating Model
A major wholesale and investment bank.
Programme management, target operating model design and global policy development to enable a Fenergo implementation at a major wholesale and investment bank. Lysis Group successfully assisted a global investment bank to design and implement a target operating model in preparation for the implementation of Fenergo.
This included:
• Organisation and operating model design
• Headcount modelling across global operations including - Front office support, Compliance resources, On-shore CLM and KYC resources, Off-shore resourcing
• Streamlining their AML/KYC policy implementation into Fenergo:
• Consolidating three separate regional policies (Americas, Europe, and Asia) into one global policy.
• Ensuring compliance with global regulatory standards while accommodating regional variations.
• Optimizing policy integration into Fenergo, allowing seamless automation and operational efficiency.
A major global bank, following a merger, had two global trading brands operating across 60+ countries globally.
One of our client's banks has flagged areas of our client's Ant-Money Laundering (AML) Governance and Compliance operation as a potential cause for concern. Our client asked Lysis to perform an independent review for them to establish if anything was genuinely wrong.
Lysis designed and implemented a compliance monitoring framework for a UK-regulated EMI. The aim of the framework was to ensure ongoing compliance with the Electronic Money Regulations 2011 (EMRs), including with the Money Laundering Regulations 2017 (MLRs).
