Programme management, target operating model design and global policy development to enable a Fenergo implementation at a major wholesale and investment bank. Lysis Group successfully assisted a global investment bank to design and implement a target operating model in preparation for the implementation of Fenergo.
Corporate, Wholesale and Investment Banking
Target Operating Model
A major wholesale and investment bank.
Programme management, target operating model design and global policy development to enable a Fenergo implementation at a major wholesale and investment bank. Lysis Group successfully assisted a global investment bank to design and implement a target operating model in preparation for the implementation of Fenergo.
This included:
• Organisation and operating model design
• Headcount modelling across global operations including - Front office support, Compliance resources, On-shore CLM and KYC resources, Off-shore resourcing
• Streamlining their AML/KYC policy implementation into Fenergo:
• Consolidating three separate regional policies (Americas, Europe, and Asia) into one global policy.
• Ensuring compliance with global regulatory standards while accommodating regional variations.
• Optimizing policy integration into Fenergo, allowing seamless automation and operational efficiency.
A major estate agency had a need to establish a Know Your Customer (KYC) function which was able to scale and undertake a remediation exercise to meet new regulatory requirements (i. e. , 4MLD) and to build out a business as usual (BAU) function to service ongoing requirements.
The client is incorporated in Ireland as an Irish Collective Asset-management Vehicle (ICAV). The client is an American investment fund which specialises in lending large amounts of money to various entities ranging from listed entities to unregulated entities based in the USA.
A crypto asset business, a subsidiary of a US Nasdaq-listed company requested assistance with the process to obtain FCA registration. Lysis provided the client with a highly experienced MLRO and compliance team who worked with senior management to implement required controls and processes. The client was successful in obtaining FCA registration.
